Securities & Exchange Commission (SEC)
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Finance | Private Equity
A Snapshot Of The New Investment Advisers Section Of Dodd-Frank
Editor: Please describe your background and practice area at Proskauer. Beber: I am a partner and co-head of our Private Investment Funds Group as well as the head of our Investment Advisers Taskforce. Our Private Investment Funds Group practice is very broad and global in nature in that we...
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Silicon Valley Practitioner Discusses Technology M&A
Editor: What are the latest developments in the technology sector and in the deal market overall? Adas: There is explosive growth in mobile devices, such as iPhones, iPads and tablets, and everybody seems to have a device that they are pushing to market. These mobile devices and their operating...
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A Volcker Rule Primer For Non-Financial Corporate Counsel
One overlooked Dodd-Frank Act regulation that non-financial companies should look at is the Volcker Rule banning proprietary trading. Proprietary trading is when a financial firm uses its own funds, rather than its customer’s funds, to purchase debt instruments, securities,...
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