Securities & Exchange Commission (SEC)

Securities & Exchange Commission (SEC)

The Editor offers a review of Simon Lack's The Hedge Fund Mirage: The Illusion of Big Money And Why It's Too Good To Be True. Simon Lack is a 23-year veteran with JP Morgan in North America, where he oversaw fixed income derivatives and forward FX trading and ultimately...

Regulatory & Compliance

Gilbert Liu | Kramer Levin Naftalis & Frankel LLP

On February 14, 2012, Valentine’s Day, certain public and private companies will be required to file newly created Form ABS-15G with the Securities and Exchange Commission (the “SEC”). This new SEC filing requirement is mandated by Rule 15Ga-1 to the Securities Exchange Act of...

Finance

Rahul Patel, John Clay Taylor, Steven E. Bartz, Christopher A. Riccardi | King & Spalding LLP

India and Mauritius are likely to begin renegotiating the current India-Mauritius Double Taxation Avoidance Agreement (the “DTAA”) in the near future. The DTAA provides for the assessment of a capital gains tax on an investor only in the country of such investor’s residence....