Securities & Exchange Commission (SEC)

Finance

Martin R. Miller | Willkie Farr & Gallagher LLP

Annual Update Of Form ADV The Securities and Exchange Commission (the “SEC”) requires SEC registered investment advisers and Exempt Reporting Advisers [1] to annually update the information on their Form ADVs. Form ADV is filed electronically on the Investment Adviser...

Finance

Dino E. Barajas | Akin Gump Strauss Hauer & Feld LLP

Editor: Please describe your practice area as well as geographic area in which you concentrate. Barajas: My area of focus from a practice perspective is project financing, project development and mergers & acquisitions. My work entails assisting developers in negotiating each part of an...

Finance

Luis Rafael Pellerano | Pellerano & Herrera

Over the past decade or so, the Dominican Republic, a member of the International Organization of Securities Commissions (“IOSCO”) and one of the countries that subscribes to the Organization for Economic Cooperation and Development (“OECD”) Principles of Corporate...