Securities & Exchange Commission (SEC)
More Securities & Exchange Commission (SEC) Articles
Finance
Federal Reserve Issues Final Rule For Compliance With The Volcker Rule
New Regulatory Developments The Federal Reserve Board (the "Board") has adopted a final rule (the "Final Rule") implementing the timeframe for banking entities to come into compliance with the prohibitions and restrictions on proprietary trading and investment in private...
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SEC And Federal Reserve Board Issue Final "Push-out" Rules
The SEC and Federal Reserve Board recently adopted a single set of final rules that implement certain of the exceptions for banks from the definitions of "broker" and "dealer" under the Securities Exchange Act of 1934. These final rules do not effect a material change to...
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