Securities & Exchange Commission (SEC)
More Securities & Exchange Commission (SEC) Articles
Regulatory & Compliance
Proxy Access: What Happens Next?
Editor: Todd, tell our readers about your background. Lang: I received both my bachelor and law degrees at Yale. I've been with Weil, Gotshal & Manges since graduating from law school, and for many years co-managed the firm and headed its corporate, securities and M&A practice. I...
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A Wake-up Call For The SEC
Editor: Please describe the DC Circuit's decision to vacate SEC Rule 14a-11, the Proxy Access Rule. What are some of its critical elements? Menges:Commonly known as the Proxy Access Rule, 14a-11 was adopted by the SEC after authorization by the Congress in the Dodd-Frank bill to facilitate...
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SEC Adopts Rule Defining "Venture Capital Fund" For Purposes Of Exemption From The Investment Advisers Act
Many venturecapital and private equity fund managers eagerly anticipated the recent adoption by the Securities and Exchange Commission (the "SEC") of Rule 203(l)-11(the "Rule") under the Investment Advisers Act of 1940 (the "Advisers Act") defining the term "...
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