Regulatory & Compliance
More Regulatory & Compliance Articles
Anti-Corruption
Why Good Compliance Programs Are Essential Under The FCPA And UK Bribery Act
Editor: Why has the passage of Dodd-Frank made it incumbent on U.S. companies to be extremely diligent in employing compliance programs to alert employees to the risks of violating the FCPA? Shane: The Dodd-Frank whistleblower provisions apply to violations of securities laws by public...
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Legal Suite – A Law Department Solution For In-House Counsel, By In-House Counsel
Editor: Please tell us about your professional background.
Deleau: I graduated with a degree in business law and later took a degree in finance because I realized I primarily wanted to practice business. I believe that numbers tell the story, and a good understanding of finance is essential to...
Read MoreFinance
Financial Stability Oversight Council Releases Final Rule Regarding Designation Of Nonbank Financial Companies
On April 3, 2012, the Financial Stability Oversight Council (“FSOC”) released a final rule (the “Release”) and interpretive guidance (the “Guidance,” and together with the Release, the “Final Rule”) implementing section 113 of the Dodd-Frank Act,...
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