Julie M. Allen

Proskauer

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Recently by Julie M. Allen

Form 8-K: Questions And Answers

Julie M. Allen, Allan R. Williams, Richard H. Rowe | Proskauer

The SEC's Division of Corporation Finance has issued a series of answers to Frequently Asked Questions (the "FAQ") with respect to the SEC's Form 8-K current reporting requirements. Summary On November 23, 2004, the staff of the SEC's Division of Corporation Finance released the FAQ...

Investment Bank Fairness Opinions: The NASD Requests Comment On Whether To Propose New Rule To Address Conflicts Of Interest

Julie M. Allen, Peter G. Samuels, Michael A. Woronoff, Jeremy Lechtzin | Proskauer

For several months, the Securities and Exchange Commission and the NASD have increased their focus on conflicts of interest with respect to investment banks delivering fairness opinions. The SEC staff has focused considerable attention to conflicts issues where fairness opinions are included in...

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