Recently by Jay G. Baris
Dodd-Frank: Implications For Private Fund Managers And Non-U.S. Investment Advisers
On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"), which significantly changes the landscape for investment advisers operating in the United States or taking investment from United States persons. Among other things, Dodd...
Read MoreUK - Law Firms The Kramer Levin - Berwin Leighton Paiser Alliance: Building An Investment Management Practice
Editor: Would each of you gentlemen tell us something about your professional experience? Baris: I am a partner in the Financial Services Group at Kramer Levin Naftalis & Frankel LLP. For the past 24 years I have represented investment companies and investment advisers. Spangler: I am a...
Read MoreFund Managers Face Enforcement Actions And Regulatory Reforms
New York's Attorney General sent shock waves through the mutual fund world when it brought charges against a hedge fund and its managing principal, alleging their involvement in fraudulent mutual fund trading activity. The Attorney General claimed that several leading mutual fund management...
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