Recently by Mark E. Betzen
Good Faith Issues Present New Risks For Directors And Officers
Untitled Document Introduction The corporate scandals of the new millennium resulted in a host of high-profile legislative and regulatory responses by, among others, Congress, the Securities and Exchange Commission and the national securities exchanges. Fearful of being marginalized by the...
Read MoreRule 10b-5 And Related Considerations In Acquisition Agreements
Rule 10b-5 under the Securities and Exchange Act of 1934 generally makes it unlawful, in connection with the purchase or sale of any security, for a person to (i) make any untrue statement of a material fact or (ii) omit to state a material fact necessary to prevent the statements made from being...
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